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Job: Regulatory SME – Banks / Broker Dealers (Fintech)

Title Regulatory SME – Banks / Broker Dealers (Fintech)
Categories Fintech, Regulatory, Relationship Management
Location New York, NY
Job Information

Our global Fintech client is seeking recruit a Client Relationship Manager with banking and broker dealer regulatory reporting subject matter expertise.

Responsibilities:

  • Work closely with customers to ensure reporting requirements are being met as issued by federal, state and international regulators governing the banking and broker dealer industry
  • Serve as the subject matter expertise for all software and platform configuration and implementation initiatives
  • Solicit customer feedback on key product features, pain points and desired product enhancements
  • Advise customers on key product features and platform capabilities
  • Continuously monitory regulatory updates and changes and advise customers on how they may impact their business
  • Work closely with internal Product team to drive product enhancement and new product feature development based on feedback received from customers and changes / updates issued by regulators

Requirement:

  • Subject matter expertise with relevant banking and broker dealer regulatory reporting requirements with a particular emphasis on  FR-Y 9C, FFIEC 031/041/002, FFIEC 009, FR-Y 14’s, RWA reports, TIC reports,  SEC 15c3-1 calculations, SEC Focus reports, SEC 15c3-3 reports, etc.
  • Advanced business analysis, project management and platform implementation consulting skills
  • Highly proficient client facing relationship management ability
  • Fundamental ability to gather business requirements and inteact effectively with IT and Product teams
  • Advanced knowledge of regulatory reporting software applications and source data
  • Ability and willingness to travel 50% of the time
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