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Job: Compliance Product Specialist – Broker Dealer Channel (FinTech)

Title Compliance Product Specialist – Broker Dealer Channel (FinTech)
Categories Broker Dealer, Fintech
Location New York, NY
Job Information

Our global FinTech client is seeking to recruit a Compliance Product Specialist to engage directly with Broker Dealer channel customers and serve as a pre-sales regulatory & compliance product subject matter expert and assist the sales, product and technology teams in driving long-term sales growth and product delivery.

Responsibilities:

  • Directly support sales growth and product delivery initiatives for the firm’s broker dealer customers
  • Provide product demonstrations and pitch customized solutions in support of the sales process
  • Serve a product subject matter expert for all broker dealer solutions delivery initiatives and answer specific product related questions during client meetings
  • Develop and conduct client presentations, product demos and workshops
  • Assist with the RFI and RFP process
  • Directly support product development teams with current and future product enhancements
  • Work closely with cross-functional teams to help drive the sales process to completion

Requirements:

  • Bachelor’s Degree
  • 5+ years’ experience in a client-facing product delivery focused position in the broker dealer industry
  • Highly effective client facing relationship management ability
  • Excellent communication, interpersonal and presentation skills
  • Advanced knowledge or information technology, operations and regulatory requirements specific to the broker dealer industry
  • Advanced technical knowledge and understanding of enterprise software solutions and product delivery
  • Approximately 20% travel required
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