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Job: Paralegal – Investment Management

Title Paralegal – Investment Management
Categories Asset Management, Mutual Fund, Paralegal
Location New York, NY
Job Information

Our global Investment Management client is seeking to recruit a bright, motivated and passionate junior level Paralegal who is eager to learn and build a career in the investment management industry.

Responsibilities:

  • Assist corporate attorneys and senior management with various legal and regulatory requirements pertaining to the firm’s mutual fund business
  • Assist with preparation of SEC filings and other reporting required under the Investment Company Act of 1940 and the Securities Act of 1933 / 1934
  • Assist with drafting and preparing corporate entity formation and fund maintenance documents
  • Assist with preparation, review and amending various documents:  shareholder proxy statements, N-SARs,  registration statements, statutory and summary prospectuses, SAI supplements, XBRL filings, etc.
  • Assist other internal departments and outside auditors on registration statements
  • Assist attorneys and legal staff matters pertaining to insurance, licensing, compliance, etc.
  • Assist with mutual fund, corporate and securities related research
  • Assist with special projects

Requirements:

  • Bachelor’s Degree or Accredited Paralegal Certification
  • 1 year Paralegal or Legal Assistant experience preferred
  • Highly motivated and eager to learn
  • Strong team player with a high attention to detail
  • Excellent communication and interpersonal skills
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